The Sublimation of 20th Century Grounds image

The Sublimation of 20th Century Grounds

---As Milton Babbitt's 95 birthday approaches, does anyone care about pitch classes any more? ----Yes, and there many excellent composers who are walking the walk. Many of us who cared about Babbitt's work understood that toward the end of the last century any music with the faintest scent of a …

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The Sublimation of 20th Century Grounds

---As Milton Babbitt's 95 birthday approaches, does anyone care about pitch classes any more?

----Yes, and there many excellent composers who are walking the walk.

Many of us who cared about Babbitt's work understood that toward the end of the last century any music with the faintest scent of a row would enjoy a moment of deep, widespread *unfashionability*. It must be known that we (Babbitt fans) shared in the sense of urgency for music to be able to get some distance from Schoenberg-density, and many of us have been doing something about it.

Unfashionabilty doesn't keeping us from admiring the work of composers
who dared to stick to their guns. I'm thinking of brilliant composers like Gunther Schuller,
Richard Wilson, and Brian Fennelly, and many others. I'd also like to mention
Robert Martin & Robert Morris, who are onto things courageous, new and interesting
that is not 12-tone, but might be confused with 12-tone music-- doubly damned!

Many Babbitt followers celebrated the courage of people like Steve Reich, John Adams and Philip Glass for building sonic levers to pry us out and into the future. What is less widely understood at this point is how Babbitt's work showed another way into the 21st Century. I know that he couldn't give a damn about the fashionability of, let's say, "Schoenberg-density", but his way of working in his most recent music got away from that density. I want to try to show how all this went down. I'll rely on some help from friends who are onto these questions--Frank Brickle, whose work amplifies these developments in Babbitt's latest work; Robert Morris, who has come up with an original and powerful sublimation of 20th C. grounds; and Jon Dawe, who injects fractal viruses into tonal superstructures.

I think of the 20th Century regrounding of music in rows, rather than scale degrees. Toward the 21st C. we see some composers who can do without rows *without reverting back to grounding in scale degrees*--Bob Morris calls this an "open space", after Ben Boretz' zine.

I see Babbitt coming to this by arpeggiating through his arrays, and through is counterpoints of arrays.

morphine array

A *faithful* realization of such an array can be less musically
significant than a selective culling of moves suggested by the chart.
Gradually, Babbitt, with Brickle hard on his heels, started to look at the larger
*unordered* collections suggested by their charts. For example--a section treating one
vertical slice followed by a section based on a slice that nicely displaces a
pitch or two in the first slice. The array becomes a broad source for universes of
such moves--more moves in one array than is needed for any one work.

The vertical elements in such arrays can be arpeggiated for any length of time, with minute, Feldmaneque transformations as any one "voice" might proceed to its next note while the others stay put.

Arpeggiation through arrays shifted our focus from ordered to unordered collections,
with enormous consequences.

Pick one of the vertical tetrachords and think of it as a focal collection, much as the tonic triad is a focal collection. The stuff between each recurring focal tetrachord is a chromatic extension (a non-diatonic *prolongation*) of the focal collection. The focal collection continually reappears in rotations as the array progresses from left to right.

Much like Schenker: Think of an imperfect cadence with 3 in the
soprano, followed by a perfect cadence with 1 in the soprano.

Babbitt's music shows a continual distancing from the voice-leading prescriptions implicit in the literal left-to-right progression through an array. According to Brickle, it was in the early '90s that Babbitt ceased to think of arrays as prescriptions for left to right realizations.

Brickle: I Can't forget that it was an offhand remark of Ben's in--what, 1972?--
that struck deep and eventually became the fundamental clue for my own
developments. It had to do entirely with what Milton's music would be like if he
worked with an additional level of middleground between his charts and his scores.

Babbitt's Cavalier Settings for tenor and guitar, and his Soli e Duettini for two guitars still seem to show the left to right realizations of the arrays, but each instrument has its own array. *Counterpoints of arrays* are being heard. The arrival at less literal readings of the arrays certainly had much to do with the way counterpoints of arrays encourage a gutting of the specific voice leading in each aggregate in favor of larger features of the individual arrays that arise in the counterpoint of aggregates. As this process unfolds there is still a critical relationship of the work to the arrays in which they are grounded. The arrays continue to serve as a (non-diatonic) ground, but with less micromanagement. (Let's fight about this!)

Simpler Composition

I now see the ultimate sublimation of all this as follows:

1--Dispense with arrays altogether.
2-- Write a tune that lays down a focal collection.
3--Try to understand the difference between diatonic and non-diatonic prolongations of this collection.

This describes a lot of music that we care about. This nicely outlines the nested harmonic arcs in Harold Meltzer's highly successful Cygnus piece, Brion.

Counterpoint: Instruments converge on the focal collection from different places,
approaching by different intervals. The various routes in the various instruments
might relate by retrograde, inversion, M5, *as if* they are each realizing a different array.

This sublimation is a broad guideline for improvisation. You write the pitch you hear and you honor the 20th Century as much as you want or can. To the degree that one understands or cares, one can preserve the distinction between diatonic and non-diatonic prolongations. And prolongation is a middle-ground thing, describing how to move without moving. I'm not attempting here to describe how one local flavor displaces another over entire sections.

And this is how to listen to Babbitt--you shouldn't care about his charts. His point is not to realize *faithfully* the chart. The chart guides and enriches the improvisation. The improvisation is about listening to things. In the very opening of Swan Song, listen to what's naughty and what's nice.

The opening 6 pitches are quite nice, and most memorable in those
opening 6 pitches, perhaps, are A-C#-G#; which comes back amplified
in a big way. What is naughty in the opening? What crunches?---the 0127s.
The crunchy 0127s crunch and resolve into diatonic collections. It's all so clear.

Looking at things in this way makes me even more grateful for the wonders and riches that arrays or rows can bring to this. The array can give so much--enough and more than enough. Brickle: "The elaborations of the aggregates/arrays go into sketches of actual musical passages -- specific notes and rhythms. It's these *passages* (not chart-like entities or collections) that constitute the middle-ground references for the actual surface of the piece."

What we see Babbitt doing, on the other hand, is awfully hard to understand and harder to explain.

Brickle puts it this way:

"I think he's vividly and acutely aware of all of the information and associations and cross-references at every point in his rows, arrays, and superarrays, and how they are implicit in the work as a whole. At the same time, any individual passage is clearly an improvisation informed by the unfoldings that interest him in his source arrays."

The next issue I had to clarify for myself---what's the difference between this and Haydn? What is the difference between a diatonic prolongation and a non-diatonic (atonal) prolongation? It's only the difference between pitches and pitch classes, but it was nevertheless, a distiction that I fought for years.

I underestimated the difficulty of this question, for honest reasons,
but also due to an overlong period of smug complacency and denial.

I am still struggling with this issue.

Tonal extensions of a focal collection are *diatonic* extensions.

In tonal music the focal collection is usually, but not always the tonic triad. Mertz &
Sor both offer examples where tetrachords can, arguably, be taken as their focal collection
(Sor Study in D [Re-Fa#-Si-La, etc.]; Mertz' Lied Ohne Worte is based on two tetrachords;
Brahms Op. 88--the focal collection is the F major 7 chord.)

[047] is scale degrees 1,3,5, which may be prolonged via movement through scale degrees 2,4, 6,& 7. No need to hit all those scale degrees in this prolongation, but it's hard to avoid. If secondary dominants occur we could see the entire chromatic scale in a tonal passage without ever obscuring the scale-degrees.

Music in the minor keys offer us weird collections that cannot be taken as collections, so powerful are the pitches rooted in the scale degrees.

A favorite move of Fernando Sor: [F,C#,E], where the F is en route to the E.
It is a wonderful non-diatonic collection, but the scale degrees explain it to us so well.
Minor third symmetries and the augmented triad-- our sense of them *as collections*
Is compromised by how well we hear them as mixed modal entities, scale degrees.

The Collection An Sich

as in "ding an sich"-- the thing in itself
The collection an sich is the
collection without its relation to scale
without its habitual grounding in the diatonic scale.

21st Century composers may have a focal collection which may or may not be diatonic. That can't matter. The 21st C. composer will prolong the flavor of her focal collection using notes from the complement at her pleasure. No need to hit all those notes in this prolongation, but it's hard to avoid. We can honor the aggregate as a structural unit or not.

Brickle continues to think in very slowly unfolding aggregates,
but sometimes his aggregates are missing pitches.

Note, if the composer wants to stick with diatonic flavors, said composer can avoid the taste of high 20th C. 12-tone "Schoenberg-density". The extensions of said composer's focal collection can involve endless common-tones to smooth over the hard edges that we find in music of Schoenberg-density. (This is another thing that came out of arpeggiation through arrays.) And, with enough care and understanding, said composer can learn the difference between a (perhaps chromatically inflected) *diatonic* extension and a 20th-Century-inspired 12-tonesque prolongation that knows only the peculiarities of the focal collection and knowingly avoids the diatonic extensions of that collection. And in fact, the game may involves some punning between the two kinds of prolongation.

Robert Morris' Apres Vous, for solo guitar, derives collections that are not founded in scale degrees. They are grounded solely in canonic processes. Locally, the music's canonic unfolding is very clear, and he uses many tricks that he picked up from his work with 12-tone procedures to clarify the canonic elements. For example, the canonic strands can be wonderfully intertwined, yet distinguished by register or dynamic level or timbre (harmonics!). On the large scale, the canonic processes can be made to steer toward collections whose flavors preside over large sections. Here it is the canon an sich. The collections that result are rooted solely in the canons.

Jonathan Dawe composes fractal Baroque operas. His fractal procedures are numerous--rotations, nesting, and cellular automata. He leaves his Baroque model almost intact, particularly the cadence points. He interpolates fractally, with a counterpoint of fractal procedures all converging on the original cadence points in his Baroque model. What results can remind us of a Babbitt convergence. In Babbitt, his instruments, each unfolds its own array (and remember how much arpeggiation and freedom from strict order can be afforded with arrays, as opposed to rows). The instruments converge on a target collection, a collection as large as a hexachord, or a smaller collection that acts as a signature for a hexachord, a hexachord that displaces another. With Dawe, the tonal convergence remains--and that's what tonal counterpoint does, the intstruments converge on a triad, andl at the same time the tonal elements are gutted by his convergence of fractalized elements all aimed to coalesce at the same point where the tonal cadence occurred. Dawe's example is less a sublimation of 20th C. grounds, but rather an entirely new and original relationship to tonal grounds. Through his usurpation he can sound like Babbitt, Ligeti, or Kurtag, but he really always sounds like Dawe.

I'm finished for now, but I will be adding some examples of collections an sich.


Ives approaches the collection an sich, despite the key signature. To Schoenberg a new grounding was vital, and Babbitt & Brickle broadened that effort. What we see in Ives, perhaps, is how fuzzy the distinction is. Brickle plays the collection an sich against our habitual scale degree consciousness with the clear hindsight of how the ground had been shifted, and with respect for the importance of the distiction. Ives, perhaps, didn't feel the distinction needed to be made so overtly. I am more like Ives, when I, and perhaps most of us are.

Ives' Cradle Song--he cares about keeping a sound going, he cradles us in that opening (Lydian) harmony. He keeps it alive linearly in the soprano's lydian moves. Brickle admired this in Ives and took it to heart, he does what Ives does, but with attention to slowly unfolding aggregates which may even relate to arrays or superarrays. Brickle is Princetonian to the end, and yet his work shows that the high 3/4 Century Princetonican thinking could adapt itself into a more mainstream dialogue.

cradle song resize

Brahms approaches the collection as sich in a kind of mirror image of the way Brickle flirts with scale degree associations. In Op. 88, the tune's first 4 notes are elaborated throughout the 4 movements of the work, elaborated as a collection. In the Sarabande at the end of the slow movment, the collection rises to the surface, and also makes explicit that the collection is the major third key relationships (background) superimposed upon the middle-ground's traditional, habitual dominant-tonic realationship:

F--C; A--E

Opening tune: C--F E-F-GABCA-

the other leg of the background augmented trid:

F--Db; F--C

And note that the opening tune is harmonized in the traditional manner, we hear the tune as the collection [CFE] only by *hearing through* the harmonization.

A Response!--->

Frank Brickle wrote:

....in the case of Brahms that would amount to a full-up analysis of the whole piece. Have you looked at Ben's [Boretz, that is...no I haven't] analysis of the opening of the 4th symphony?

Far as Ives is concerned, it would be a similarly long and detailed
analysis of his (leit-) motivic technique, which is awesomely powerful
and brings together quite a few different strands, so that he can vary
one strand at a time and leave the others essentially intact. [!] This is
most obvious in the two piano sonatas, but also informs most of the
chamber music as well. Not so sure about the orchestral music.

Hieronymus Kapsberger

In this insidious theorbo solo by Kapsberger, 034 gets more explicit *as a collection*, until, in measure 14, it's right there in your face. The re'entrant strings make this piece sound like it's being played on both manuals of a double manual keyboard. And the re'entrant tuning also makes it possible for the F# and Fnatural to overlap. The tablature calls for them to be on different strings. I don't mean to suggest that the collection here transcends its imbrications with scale degrees. I suggest it as an example of a collection gathering force as a collection, on its way to trumping scale degrees.

kapsberger corrente

More examples to follow!

A brief note on Babbitt & Teleology

–William Anderson

Cygnus 2009-2010 Season at a glance

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Cygnus 2009-2010 Season at a glance

Lobortis laoreet diam eum lucidus gemino.

Humo premo in. Ne dolus usitas augue. Ad at lenis. Immitto sagaciter eligo et patria multo duis.

Iriure uxor ludus ibidem dolore aliquip. Ex ex immitto a volutpat molior qui ea.]

December 8th Sarah Lawrence College

February 26 Cygnus @ Bargemusic

February 8 Venice/Istanbul with Amir Elsaffar , santur

April 5 Cygnus on Cutting Edge Concerts at Symphony Space
Cygnus with Serial Underground, at the Cornelia St. Cafe:

March 8 Rapproachement Some classical music geeks try to get their heads around rap & hip-hop. Hosted by rapper/baritone Thelonius Griffin

June 14 music for guitar, laptop & guests Chris Botta & Joe Branciforte, laptop artists William Anderson, guitar

New Music For Dummies image

New Music For Dummies

New Music for Dummies: A Beginner's Guide to New Music There is a series of books with titles like, Foucault for Dummies, or Marshall MacLuhan for Dummies . This beginner's guide is conceived in that spirit. a work in progress--- We need volunteers! to make an outline, breaking the job up …

Read More about New Music For Dummies

New Music For Dummies

New Music for Dummies: A Beginner's Guide to New Music

There is a series of books with titles like, Foucault for Dummies, or Marshall MacLuhan for Dummies . This beginner's guide is conceived in that spirit.

a work in progress---

We need volunteers!

  • to make an outline, breaking the job up into chunks
  • volunteers to take each chunk
  • volunteers to do the comic-style illustrations

"New Music" is now being used to denote "new pop muisic", a sign of the late stage of baby-boomer pop culture, projected 30 years beyond its vital phase. In that vital phase it didn't have to be called "new". Everyone knew it was "new". We spoke of "the new Led Zepplin album", certainly, but the genre was never "new music". It was rock music. "New" was only needed for rock after it became old. We might want to found a new term for what we're talking about--"non pop", perhaps.

Who should read this:

--Anyone who is curious and interested in new musical experiences

--The parents, siblings, significant others, extended family and friends of the exponentially swelling ranks of composers in the world today.

Join the Party---

There is now a wellspring of formalized composition in the U.S. It's getting to the point where even smaller cities are supporting performances and commissions of new American music. My hometown region of Harrisburg, Pennsylvania offers an example of this. Market Square Concerts of Harrisburg is commissioning new music, and the local public radio station, WITF, is broadcasting new works. This was unheard of in the days when I was growing up there.

The fare offered by the great musical monopolies in New York City--Lincoln Center and Carnegie Hall--include new music prominently in their presentations. There are still star players offering works by dead composers, but the dead composers are more often mixed with living composers now. So we have reason to suspect that our culture may turn more fully to this ferment of musical activity, much of which is worthy of our attention, even if most of it is certainly not. A robust traffic in new music is a sign of a healthy culture. We resist ancestor worship and tolearate a great amount of chaff as we wait for the rare germs of wheat.

You can get there from here click on the link tto the route hat most suits you:

New American music via other music--

--New music for Rock lovers

--New for Jazz lovers

--New Music for lovers of the great German musical tradition


New American music via literature--



New American music via the visual arts--

--art nouveau

--art decco

--abstract expressionism


The structural avante guarde

In the Baroque period, composer Jean Phillipe Rameau explained what we now call "functional harmony". Since the Baroque era new harmonic functions proliferated and were eventually re-codified, most notably by Nadia Boulanger, who explained in functional harmonic terms the relationship between each dominant 7 chord and any of the 12 keys. This proliferation was the structural avante guarde within the realm of functional harmony.

The harmonic world of the Beatles may be understood in Rameau's terms, likewise the era of the classic American pop song--Kern, Gershwin, Porter, Rogers--these musics can all be analysed with Rameau's system. Understanding the difference between the Beatles and Jerome Kern requires more than what Rameau has to offer. Rameau's analytical tools are applicable to the harmonic aspects of most of the music we hear today--most rock, jazz, folk, and also the work of many cross-over composers like Claude Bolling and Astor Piazzola.

The continual reinvention of functional harmony often involves historical exigencies such as the confluence of African elements mixing with church music in the American south; the confluence of Baroque idioms and Arabic/gypsy elements in Spanish music.

Particularly in the 20th century composers such as Arnold Schoenberg, Bela Bartok, Claude Debussy, Igor Stravinsky, & Edgar Varese came up with ways of dealing with pitches that cannot be explained by Rameau's theories. Throughout the last century we have, by turns, embraced and rejected these revolutionary new musical practices. Movement on this structural front define the present structural avante guarde.

The categorical avante guarde

Eric Satie and John Cage, among others, were influential by turning musical values upside down, but not with a focus on structure. Instead, they turn our heads in directions in which we had never thought of looking, breaking out of the functional harmonic/non-functional harmonic universe.

How do we like "categorical avante guarde" to describe their thinking?

A geneaology of formalized music in America

------One of a Kind, Home-Grown American Composers

---Charles Ives, Elliott Carter, Conlon Nancarrow, & the Californians, Henry Cowell, Harry Partch, & Lou Harrison & John Cage

These composers tend to make a clean break with music's European past--Ives most strongly. He avoided any grasping for exotic elements. With Cowell, Partch and Harrison Asian and other non-Western influences are important.


Ives brings American music into meaningful conjunction with the transcendentalists, and also with William James. Ives' music is pluralistic. He likes to have more than one music going at once. This pluralistic aspect of Ives' music set a crucial precedent for another one of a kind American composer, Elliott Carter. Carter expanded on Ives' musical pluralism.

Several Californians

Henry Cowell, Harry Partch, & Lou Harrison all had a distinctively Californian perspective, and they all had a deep interest in non-Western music.

The musical instruments designed and built by Harry Partch are now in the care of Newband, run by composer and Partch protege Dean Drummond. Drummond and Newband now have a home at Monclair State College, in Montclair, New Jersey.

The clean break from the past is a very American phenomenon. These composers tend to be most successful in Europe. The Euorpeans seem uninterested in Americans picking up their traditions.

There continue to be new generations of such one of a kind home grown American composers--

Perhaps these composers--

John Zorn
Anthony Braxton
David Jaffe
William Bland
Morton Feldman

I'll think of many more later

Special Cases--

George Antheil was an American original, influenced by Ezra Pound's "syncretic universalism". Pound and Antheil collaborated in Paris. Antheil was also an imitator of Stravinsky--a very good imitator.

------Students of Nadia Boulanger

---Aaron Copland, Rolv Yttrehus, Lalo Schifrin, George Walker Dina Koston

In addition to Boulanger's extensions of the functional harmonic vocabulary (mentioned above), she also served as a proponent of Stravinsky's neo-classicism. The octatonic (8-note diminished scale) harmonies that we associate with TV and film music from the 50's through the 80's can largely be attributed to Boulanger and her school.

------Students of Germanic emigrees

--such as Ernest Bloch, Paul Hindemith, Arnold Schoenberg, Stephan Wolpe, Ernst Krenek

Students of Ernest Bloch:

George Antheil
Roger Sessions

Sessions was the teacher of Milton Babbitt, Robert Pollock, Rolv Yttrehus, David Diamond, Andrew Imbrie, Harold Schiffman, Andrew Viloette, George Tsontakis, David Del Tredici, Roger Nixon, William Mayer, Peter Maxwell Davies, Ursula Mamlok, Larry Bell, David Deason, Conlon Nancarrow, John Harbison, Vivian Fine, Allen Brings, Elmer Bernstein, and there seem to be dozens more.

Students of Hindemith:

Yehudi Wyner
Olga Gorelli
Vincent Persichetti

there are dozens more

Students of Arnold Schoenberg:

Lou Harrison--while Harrison studied with Schoenberg, he did not pursue any of Schoenberg's ideas or adopt any of his techniques.

John Cage--while Cage studied with Schoenberg, he did not pursue any of Schoenberg's ideas or adopt any of his techniques

Milton Babbitt--while Babbitt did not study with Schoenberg directly, he is certainly one of the most important students of Schoenberg's music. He is a foremost exegete of Schoenberg's techniques, carrying them much further, and creating from them his own unique & compelling music.

There was an unfortunate period in American music when many composers who were not really interested in Schoenberg's and Babbitt's (12-tone) techniques felt compelled, nevertheless, to explore them. There was a 12-tone bubble that resulted in heaps of horrible, half-hearted 12-tone music. Some was excellent despite it's misunderstanding of the 12-tone concept.

Students of Stephan Wolpe

Morton Feldman
Matthew Greenbaum
Ralph Shapey
David Tudor
Yehuda Yannai

Wolpe exerted a great influence upon many American composers.

Students of Ernst Krenek

William Bland
Roque Cordero
George Pearle
Robert Erickson
Henry Mancini

Milton Babbitt explained that when Krenek arrived in the U.S. he was the most famous composer in Europe, riding the wave of his highly successful opera, Johnny Spielt Auf.